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Securities Arbitrations and Stockbroker Disputes

I am a former Arbitration Chairman for the New York Stock Exchange. I have decided several cases brought by individuals who claimed to have lost money as a result of wrongdoing by their stock broker or investment advisor. I have also represented many individuals and successfully recovered over $1 million in losses. I have also defended brokers and companies who were incorrectly accused of wrongdoing.


Investment disputes are very complicated and a unique area of the law. Specific knowledge as to how these cases are proven and decided requires a great deal of experience.  


Most of these claims are decided by an Arbitration process which is quite different from lawsuits. The New York Stock Exchange and FINRA are the common venues. 

Please feel free to contact me for a free consultation and review of the merits of your claim. 

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